From: Cervantes: Bulletin of the Cervantes Society of America
13.2 (1993): 61-91.
Copyright © 1993, The Cervantes Society of America
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JUDITH A. WHITENACK |
EGINNING
with Don Quixote's1 earliest adventures the
knighting in the inn and the battle with the giants/windmills he repeatedly
interprets his experiences according to his reading of the sixteenth-century
romances of chivalry, the libros de
caballerías.2 In turn, most common
types of chivalric incidents are echoed in the mad knight's adventures. Thus,
in a few well-known examples, the knight aids the army of a Christian king
against a Moorish one (the rebaños, or armies of sheep); he
challenges evil giants (the windmills); an enamoured lady pays him a nocturnal
visit (Maritornes); he rescues a lady from her kidnapper (the
vizcaíno or Basque); he avenges a slain knight (the funeral
procession); he challenges a wild beast (the lion); he
1 Throughout
this essay I have used the spelling of Quixote for the character
and Quijote for the work.
2 I am referring
here to those sixteenth-century (and late fifteenth) romances of chivalry
written in Spanish. As we know, many other sources for Cervantine chivalric
parodies have been suggested, including Italian sixteenth-century romances,
Arthurian and Carolingian romances, the Spanish ballads (romances),
and others.
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| 62 | JUDITH A. WHITENACK | Cervantes |
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competes in jousts and tournaments (his plans for the St. George's Day tournament
in Zaragoza); he defends his lady's beauty against all comers (the Toledo
merchants); he is whisked away on quests by mysterious means (the enchanted
boat); and he changes chivalric epithets according to circumstances (El
Caballero de la Triste Figura, El Caballero de los Leones).
The willful deceivers of Don Quixote, like the priest and the barber, Dorotea,
Sansón Carrasco, the duke and duchess, and Altisidora, are also readers
of the books of chivalry and thus know very well how to invent chivalric
plots that fit Don Quixote's expectations.
Although we cannot know for certain how Cervantes
finally felt about the Spanish books of chivalry, it is obvious that he knew
them well.3 It would also seem clear that
the full parodic effect of Don Quijote depends upon readers who will
immediately recognize the chivalric material. Thus the fictional world of
Don Quijote, full of readers of chivalric romances, was created for
a public made up of readers of the same romances, by an author who was also
a reader of the romances. Nowadays, however, with a few notable exceptions,
out of the fifty-some Spanish chivalric romances, even the most dedicated
Cervantistas seldom go beyond Amadís de
Gaula.4 Since Diego Clemencín's
monumental edition of the 1830's, with its extensive footnotes identifying
possible chivalric sources for incidents in Don Quijote, there have
been few scholarly attempts to match particular chivalric material
3 See
Daniel Eisenberg (1987, 3-44) on this point as well as the possibility that
Cervantes wrote his own romance of chivalry. Instinct would suggest a couple
of possibilities: first, that like the second author of Don
Quijote of I, 8, Cervantes read everything that came his way, even scraps
of paper, and second, that at some point in his life like Santa Teresa,
Ignatius of Loyola, Juan de Valdés, Gonzalo Fernández de Oviedo,
the Emperor Charles V as well as many lesser personages he was fond
of these endless tales of fabulous and magical adventures, despite his harsh
criticism of their defects, including their possibly pernicious effect on
the unsophisticated. In any case, still remaining to be written is a detailed
study of the connection between the romances of chivalry and Don
Quijote.
4 Few scholars
these days are familiar with sixteenth-century Spanish romances beyond
Amadís and the Spanish translations of Breton and Carolingian
material. (The Catalan Tirant, in contrast, seems to be undergoing
a revival.) Exceptions are Daniel Eisenberg, one of the foremost authorities
on the Spanish romances, Martín de Riquer, Sydney Cravens and Marie
Cort Daniels on Feliciano de Silva, and a handful who have studied or edited
individual romances. For details see Eisenberg, Bibliography, and
the last few years of JHP.
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| 13.2 (1993) | Don Quixote and the Romances of Chivalry | 63 |
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with particular incidents in Cervantes's
work.5 Moreover, those who do write about
the romances often may find it difficult to refrain from establishing their
felt superiority to their subject matter, Henry Thomas's standard 1920 study
being the most obvious example: All that need be said of this romance
. . . is that the author ends by threatening a second part which
a merciful providence prevented from being written, or at any rate from
surviving (101).6 Clearly these
lengthy tales of action and adventure, with their chivalric ethos and
pseudo-medieval settings, hold little appeal for fans of the romances' various
modern descendants what Fredric Jameson calls the half-life of
the various paperback lines: gothics, mysteries, bestsellers and the like
(136). Moreover, the majority of the sixteenth-century Spanish romances of
chivalry lie buried in rare books collections at the Biblioteca Nacional,
the British Library, and a few other locations, making them inaccessible
practically as well as aesthetically to all but the most determined prospective
reader.7
Clearly, modern readers can enjoy Don
Quijote without knowing any more about the romances than what we learn
from the novel. However, as P. E. Russell (1985) says, reading it will
scarcely suffice to enable us to understand the kind of impact it had on
Cervantes's earlier readers (29). Francisco Márquez Villanueva
has recommended the study of sources as the first step in understanding an
author and his work,8 and Daniel Eisenberg
has specifically spoken in favor of reading the Spanish romances for a greater
understanding of Don Quijote, but the
5 See
Clemencín's notes to his edition and also Daniel Eisenberg's comments
on the significance of Clemencín's contribution (Romances,
132-36). Jeanne Ellis (372-79) argues for reading the romances in conjunction
with the Quijote.
6 Another of
Thomas's typical statements indicates his determination to remain at a safely
ironic distance from his subject: Satisfied with his previous performance,
Montalvo announced his intention of serving up more of the same dish
(68). One must wonder in passing what can have persuaded him to take on a
project for which he had such little enthusiasm.
7 For locations
of the originally Spanish romances of chivalry see Daniel Eisenberg's
indispensable bibliography (1979). I have not listed separately each of the
many that I mention in passing in this essay.
8 See his defense
of identifying of topoi in a text, on similar grounds: El
interés del topos no se halla así en el contenido, sino
en su aspecto funcional, que es diverso en cada caso y, por to tanto, nada
tópico (12). He warns as well of the dangers of
positivist cataloguing tendencies: la recaída en
áridas y dogmáticas actitudes catalogadoras (18). Also
see Michael McGaha's perceptive summary of the current situation in source
studies, as [p. 64] opposed to intertextuality
(149). Rafael Altamira defended reading chivalric romances on the grounds
of better understanding the epoch in which they were popular, but he was
speaking mostly of the Breton and Carolingian material.
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| 64 | JUDITH A. WHITENACK | Cervantes |
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continued neglect of the texts indicates that these are minority
opinions.9 Some critics even seem to argue
against reading the romances. For example, E. C. Riley (1954), citing
Émile Gebhart's identification of about sixty Amadisean episodes in
Don Quijote, asserts that the many parodic reminiscences of
Amadís may stand for all
(37).10 Luis Murillo (1988) states that it
is unnecessary actually to read the Spanish romances of chivalry to find
out what they are like because any reader of Don Quixote can
find out for himself: no one has given a more vivid idea of them than
Cervantes (13). Perhaps, but it strikes me as rather like trying to
reconstruct a typical Western by watching Blazing Saddles.
Most important, however, it is simply not true
that we can know the romances of chivalry solely by reading Don Quijote.
For example, after one reads most of the romances, it appears that at least
two types of chivalric adventures are experienced by most knightly heroes
but not by Don Quixote. First, Cervantes's hero never engages in the typical
enterprise of a Christian knight: the forcible conversion of a
pagan (i.e., Moslem or idol-worshipping) knight, usually after
defeating him in battle.11 Likewise, Don
Quixote never undergoes that classic chivalric episode in which an enamoured
maga (enchantress) works her
9 See
Daniel Eisenberg's criticism (1975) of Armando Durán's Estructura
y técnicas and its limitations which for Eisenberg derive partially
from reading only unrepresentative works, including Amadís.
A number of modern scholars have read Montalvo's work, of course, but few
have read the other romances.
10 Interestingly,
Riley, like Murillo, then proceeds to cite examples from other romances which
are quite unlike Amadís (38-44). Perhaps the most egregious
example of mistaken generalizations about the Spanish romances is Roger Walker's
1964 article. Eduardo Urbina's excellent article on Chrétien de Troyes
and Don Quijote might at first glance be construed as recommending
against reading the Spanish romances of chivalry, but in reality he simply
cautions against what he calls la miópica consideración
de fuentes en los libros de caballerías; in favor of considering
the place of Don Quijote within the larger medieval chivalric tradition
(139). Arthur Efron defends the Don Quijote-as-imitator point of view but
does not advocate reading the romances, while Howard Mancing indirectly
recommends reading them (Ch. 1).
11 Cf. Whitenack
(1988).
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| 13.2 (1993) | Don Quixote and the Romances of Chivalry | 65 |
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erotic magic on the hero so that he remains out of action and in thrall to
her often for years.12 This is especially
intriguing when we consider the constant presence of magic, enchantment,
and the erotic in the novel. These two major omissions raise the question
of how Cervantes decided on which chivalric material to use or not to use
in Don Quijote and more specifically, whether we can come to any
conclusion concerning why these particular incidents might have been
omitted.13 We might assume that his choice
to include certain material was governed by each incident's comic/parodic
possibilities dependent first upon instant reader recognition and then
upon what could be done with it in a parody. But it is much more difficult
to understand why Cervantes omitted certain material, particularly the kinds
of incidents just mentioned, which would also have been immediately recognizable
to readers of Don Quijote.
Cervantes surely was aware of chivalric conversion
episodes; there occurs, after all, at least one in the majority of books
mentioned or referred to in his novel: Tirant, Esplandián,
Lepolemo (El Caballero de la Cruz), Belianís,
Cirongilio de Tracia, Clarián de Landanís,
Florambel de Lucea, and others.14
Even Amadís de Gaula, not always typical of the Spanish romances,
includes a kind of conversion episode, which we will outline here since
Amadís appears to have been Don Quixote's favorite. The hero
(Amadís) threatens the defeated enemy (the giant Madarque) with death
if he does not agree to convert to Christianity:
Madarque . . . si quieres tomar mi consejo, hazerte he bivir, y si no, la muerte es contigo . . . . Pues lo que yo de ti quiero es que seas christiano y mantengas tú y todos los tuyos esta ley, faziendo en este señorío iglesias y monesterios, y que sueltes todos los presos que tienes, y de aquí adelante que no mantengas esta mala costumbre que fasta aquí tuviste (II, 979).
Other elements typical of such episodes include the promise that the future Christian will convert all of his relatives and that he will perform good Christian deeds while desisting from what
12 I
am presently engaged in a book-length study of the enchantress figure in
the Spanish romances of chivalry and elsewhere.
13 There are
other omissions: for example, see Avalle-Arce (63) and Parr (1988, p. 86),
among many others, for comments on the knight's missing childhood scenes.
14 For more
detail on chivalric conversion episodes (through 1524), see Whitenack
(1988).
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| 66 | JUDITH A. WHITENACK | Cervantes |
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ever mala costumbre has attracted the hero's attention in this case the practice of not allowing anyone, caballero, ni dueña ni doncella, to enter his domain without killing or imprisoning them. But unlike equivalent figures in most other romances, this giant apparently never intended to keep his promise:
El gigante, que ál tenía en el coraçón, dixo con miedo de la muerte:
Todo lo haré como lo mandáis, que bien veo, según mis fuerças y de los míos con las de vosotros, que, si por mis pecados no, por otra cosa no pudiera ser vencido, especialmente por un golpe solo como lo fui.
Since Amadís has saved his brother Galaor and King Cildadán from the giant and freed 100 captives, all of whom he sends to his lady Oriana, this adventure is an overall success. However, even though Madarque promises again, he is obviously not going to convert, since we also hear that his savage sister Andandona not only tries to kill Amadís and company as they depart but will eventually turn her brother into as great an enemy of Christians as she is:
Era an enemiga de los cristianos y hazíales mucho mal, y mucho más lo fue allí adelante, y lo fizo ser a su hermano Madarque, fasta que en la batalla que el rey Lisuarte ovo con el rey Arávigo y los otros seis Reyes lo mató el rey Perión, assí como adelante se dirá (II, 981-82).15
Madarque never appears again in the narrative (despite the como adelante se dirá), but this information, along with the earlier ál tenía en el coraçón, tells us that Amadís has failed in his only attempt at enforced conversion.16
15 In
Amadís, the few times Andandona is mentioned, it is invariably
in association with the devil, emphasizing that she is the sworn enemy of
all Christians: era muy fea de rostro, que no semejava sino diablo
(II, 980-81); aquella endiablada giganta (II, 981);
algún diablo era (II, 981). The scene in which Amadís's
squire Gandalín finally kills her (a knight cannot kill a woman),
abounds in references to the devil (II, 1025-27).
16 While many
pagans appearing in the romances are endurecidos and refuse to
convert, it is interesting that the only conversion episode mentioned in
Amadís is an unsuccessful one. Perhaps this phenomenon is another
indication of the work's probable medieval origins. Cf. Whitenack (1988).
We will also remember that in conversions of infidels, as in so many other
ways, author Montalvo has Amadís's son Esplandián outdo his
father in the sequel.
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| 13.2 (1993) | Don Quixote and the Romances of Chivalry | 67 |
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Because there are so many of these conversion episodes in the romances, it is neither necessary nor possible to establish that Cervantes was familiar with this particular one, although there is some evidence that would suggest that he was.17 For example, Madarque is not mentioned in Cervantes's novel, but Sancho Panza praises his evil sister Andandona (who only appears in this section of Amadís) in a comically inappropriate comparison with Teresa Panza: a no ser celosa [Teresa], no la trocara yo por la giganta Andandona, que según mi señor, fue una mujer muy cabal y muy de pro.18 Also, when Don Quixote is certain that Juan Haldudo will keep his promise regarding Andrés (I, 6), it is reminiscent of Amadís's strangely naive acceptance of the giant's promise.19 The conversion or death threat which Amadís issues to Madarque is of course a variation on the classic chivalric demand, echoed in several surrender or die moments in Don Quijote, for example at the defeat of the vizcaíno: le dijo que se rindiese; si no, que le cortaría la cabeza (I, 9, 146), or of the bachiller Alonso López: llegándose a él, le puso la punta del lanzón en el rostro, diciéndole que se rindiese; si no, que le mataría (I, 19, 232). In each of the two battles between Don Quixote and the disguised Sansón, we again see the demands of the victor over the vanquished: Don Quixote to Sansón: Muerto sois, caballero, si no confesáis que la sin par Dulcinea del Toboso se aventaja en belleza a vuestra Casildea de Vandalia (II, 14, 144); and Sansón to Don Quixote: Vencido sois, caballero, y aun muerto, si no confesáis las condiciones de nuestro desafío (II, 64, 534). Like the knights of his books, Don Quixote issues peremptory demands on several occasions: for example, that the Toledo merchants acknowledge the supremacy of Dulcinea's beauty: Todo el mundo se tenga si todo el mundo no confiesa que no hay en el mundo todo doncella más hermosa . . . . (I, 4, 100) or that no one follow Marcela: Ninguna persona, de cualquier estado que sea, se atreva a seguir a la hermosa Marcela . . . . (I, 14, 188).
17
Avalle-Arce, for example, says that Cervantes knew Amadís de
Gaula al dedillo (65).
18 Don
Quijote, II, 25, 236. These and all subsequent references will be to
the Luis A. Murillo edition.
19 When Amadís
orders all of the freed captives to present themselves to Oriana it also
reminds us of the galeotes episode in Don Quijote (I, 22),
even though there are countless other such episodes in Amadís
as well as the other romances.
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| 68 | JUDITH A. WHITENACK | Cervantes |
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Given all of these demands, one might wonder
why, then, Don Quixote never issues an ultimatum of convert or
die.20 He even demonstrates his awareness
of chivalric conversion scenes in the rebaños episode, where
he describes the two combatants as a Christian king who is fighting his
pagano counterpart (in this case a Moslem) in order to force
him to convert to Christianity before marrying his daughter (I, 18). While
this scene is clearly of chivalric inspiration, it contains a humorous twist:
a more usual sequence of events in the romances would be for a pagan to request
baptism in order to marry someone, rather than for a Christian father to
go to war in order to force conversion upon a prospective future
son-in-law.21 Before converting anyone, Don
Quixote would first have had to imagine meeting a non-Christian knight, as
in Fernández de Avellaneda's apocryphal Quijote, where the
inconsistent protagonist first mistakes a nobleman in Madrid for Perianeo,
a pagan prince from Belianís de Grecia (ch. 29), and then imagines
that they are in pagan territory (ch. 30). Within Don Quixote's variety of
madness, however, the scene is almost always rooted in seventeenth-century
Spain, so that even considering the way that he takes the prostitutes for
doncellas or the innkeeper for the master of a castle, it would have
required another kind of logical leap to take the vizcaíno or
Alonso López for a pagan
knight.22
Perhaps it is a question of the permissible
bounds of humor: it is comical and even plausible when the
vizcaíno is insulted at Don Quixote's remark that he is no
gentleman or when the bachiller, angry about a sprained ankle,
excommunicates Don Quixote by citing Tridentine dicta. However, in such a
sensitive society, where even to imply that someone was not of Old Christian
ancestry was both insulting and dangerous, one wonders how easy it would
have been to make convert or die
humorous.23 In Avellaneda's Quijote,
the actors force the cowardly
20 I
am indebted to Amy Williamsen for the interesting suggestion that the scenes
of chivalric demands in Don Quijote could be intentional parodies
of the typical convert or die demands of the romances.
21 It is odd
that Efron, who insists that Don Quijote is a follower of chivalric patterns
rather than an individual, calls this a stock scene
without mentioning this comic inversion (30).
22 An exception
could be Don Quixote's destruction of Maese Pedro's puppet show (II, 25),
during which he is temporarily taken over by the illusion and transports
himself back to the Middle Ages.
23 Note that
in the Avellaneda Quijote, while Sancho freely throws around the insults
of paganos and luteranos (actors' episode, Ch. 26),
[p. 69] and the false Don Quijote fights with
the gentleman's page over whether he really is a pagan or not, he never tries
to convert anyone.
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Sancho to become a Moslem upon threat of death (ch. 27), and the protagonist
concocts a chivalric fantasy in which he will persuade an enamoured pagan
lady to convert and marry him (ch. 36), but such farcical scenes do not have
quite the resonance of a threat with sword point to neck. Then again, the
entire problem could be avoided by having Don Quixote defeat and convert
some giants frequent targets of proselytizing in the romances as
long as they were not windmills (or wineskins, as in I, 35).
There are other points to consider: for instance,
despite the low regard which contemporary churchmen had for the entire chivalric
genre, a given author's inclusion of conversion scenes may have come from
genuinely pious motives, so that parody would have been unwise. Making the
conversion battle comic might even have verged on the dangerous. In Don Quixote's
relatively few opportunities to issue demands, at sword point or otherwise,
perhaps it would have been inconsistent of him to alternate between sending
some people to render homage to Dulcinea and demanding conversions of the
others. Cervantes also may have decided to avoid the entire problem by not
involving his hero directly with conversion scenes. This is certainly true
of the conversions of moros in the rest of the novel, where no one
sets out to convert anyone: for example, in the story of the returned
morisco Ricote and his family, and in the tale of Zoraida, the Muslim
daughter who deserts her father because of her devotion to the Virgin Mary
and desire to live in Christian Spain.24
Similarly, in El amante liberal, as we will recall, the good
turco Mahamut wishes from the beginning to become a Christian. One
might also account for the absence of episodes in which the knight is the
agent of conversion by applying Marie Cort Daniels's conclusions on Feliciano
de Silva, i.e., that the distinct lack of enthusiasm for conversion in his
Amadís de Grecia and others of his chivalric romances might
be explained by his converso heritage
(257-71).25 Certainly it would be difficult
to discern
24 On
the interpretation of the Zoraida tale, see Márquez Villanueva's analysis
in Personajes, 115-46. Also see Alison Weber's interesting article
on the subject.
25 That is,
the many who believe that Cervantes was a converso and that Don
Quijote is noticeably unenthusiastic on the subject of Christianity might
also point to the lack of conversion episodes. On Cervantes's religious
[p. 70] views and their possible reflection in
his literary work, see Daniel Eisenberg's extended commentary and references
in his book on the Quijote (1987), 13-15, n. 40. In the same book
he also cites the major evidence for Cervantes's converso heritage
(148-149). Also see Canavaggio, Ch. 1.
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| 70 | JUDITH A. WHITENACK | Cervantes |
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any stand taken in the novel on the theological debate still raging over
the question of enforced conversions. In the rebaños episode,
for instance, are we to approve or laugh at the Christian king's effort to
effect a conversion by force, or at the idea of two armies fighting an entire
battle for such a reason? Or is this irrelevant to the comic center of the
episode: Don Quixote's ill-advised assault on the sheep?
Another key issue left open in the novel also
applies to all conversions (particularly the enforced kind): the question
of expediency versus sincerity. In the morisco conversions just mentioned,
sincerity never seems to be in question. No one appears to doubt the sincerity
of Zoraida's prospective conversion from Islam (I, 39-42), for example, perhaps
because of her extreme fervor, or perhaps because she is such a standard
literary type: the woman who flees with her father's
captive.26 As many modern readers have noted
with dismay, the morisco Ricote defends the recent expulsion of his
people, forcibly converted generations before, even though he also cites
the presence of a few sincere Christians among them: no porque todos
fuésemos culpados, que algunos había cristianos firmes y
verdaderos; pero eran tan pocos, que no se podían oponer a los que
no lo eran, y no era bien criar la sierpe en el seno, teniendo los enemigos
dentro de casa (II, 54, 450-51).27
Ricote's condemnation of the majority might even be a way of separating himself
from his compatriots, lending credence thereby to the claims of his daughter
Ana Félix that she and her parents are exceptions: sin que me
aprovechase decir que era cristiana, como, en efecto, lo soy, y no de las
fingidas ni aparentes, sino de las verdaderas y católicas
. . . . tuve una madre cristiana y un padre discreto y
26 On
the other hand, there seems to be evidence that Zoraida was based upon a
real person, the daughter of Agi Morato. Cf. Eisenberg (1987), 102, n. 87.
Also see Márquez Villanueva (141-42) on the tradition of the enamoured
saracena.
27 In support
of the possibility that Cervantes had a moderate attitude toward
this minority, Márquez Villanueva (1975) remarks that no one in the
Quijote uses the traditional epithets against moriscos (although
there are various slurs against moros). Ellen Anderson has been doing
a great deal of interesting work in this area lately.
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| 13.2 (1993) | Don Quixote and the Romances of Chivalry | 71 |
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cristiano (II, 63, 527).28 This episode
resembles the Zoraida tale, both because it unites a converted Muslim woman
with a cristiano viejo and because both women's futures are left
unresolved at the end (like that of Doña Rodríguez's daughter
[II, 56]).29 What Cervantes meant by this
indeterminacy is uncertain: it could even be caution on his part, to avoid
putting himself in the position of defending the sincerity of a
morisca's Christianity. It is also interesting in the case of the
renegade that despite earlier doubts by the admiral and the viceroy regarding
his trustworthiness (II, 63, 531), once he has decided to rejoin the fold,
no one seems to question his decision to reembrace Christianity:
Reincorporóse y redújose el renegado con la Iglesia,
y de miembro podrido, volvió limpio y sano con la penitencia y el
arrepentimiento (II, 65, 539).30 But
finally, considering all of the possible complications outlined here, the
most likely conclusion is that for Cervantes, no advantage in including a
conversion episode would have outweighed the inherent disadvantages and even
dangers.31
As puzzling as the absence of conversion episodes
might seem, even more puzzling is the fact that despite the ubiquitous presence
of enchantment in the novel, no enamoured maga ever enchants Don Quixote.
The first observation to be made in this context is that the only woman of
continuing importance to the protagonist throughout the novel is the lady
Dulcinea, who
28 When
Zoraida (I, 40, 490) denounces all moros as marfuces,
in contrast, it is in the context of one about to leave the group (and join
that of Ricote, incidentally), rather than one seeking to be considered an
exception to the majority.
29 We will remember
that Ana Félix will remain with her father in Barcelona, while Don
Antonio tries to arrange permission for her to stay in Spain and her lover
goes off to visit his parents (II, 65, 540). Márquez Villanueva also
reminds us that Cervantes in his old age was not fond of haply endings
(335).
30 Perhaps the
distinction between the cases of the renegade and of the moriscos
may be found in the reference to the former as a miembro podrido
who became limpio y sano through penitencia y
arrepentimiento (II, 65, 539), while Ricote's apparent use of the same
metaphor calls the entire cuerpo rotten: todo el cuerpo de nuestra
nación está contaminado y podrido (II, 65, 540). In contrast,
in Guzmán de Alfarache we will remember the vast doubt Guzmán
casts upon the sincerity of his renegade father, who converted easily from
Christianity to Islam and back again as it suited his financial advantage.
See Whitenack (1985), Ch. 2.
31 For more
on Cervantes vis à vis marranos as well as moriscos,
see Canavaggio, Eisenberg (1987), and Márquez Villanueva.
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| 72 | JUDITH A. WHITENACK | Cervantes |
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never appears directly.32 However significant this lack of women might be for those trying to analyze the psyche of Don Quixote (or that of his creator), we should not forget the chivalric model which shapes the novel.33 As one might expect, in the chivalric tales of action and adventure written primarily by men, women do not play a major role.34 As suggested in recent studies by Edward Friedman and Anne J. Cruz on the male-authored picaresque novels with female protagonists, the pícaras are very much male creations. Clearly it is difficult for authors to keep their own stereotypes, prejudices and fantasies from being reflected in characters different from themselves. If this is true of novels which concentrate on female protagonists like the pícaras, it would seem even more likely when women are only shadowy, insignificant characters like those characteristically found in chivalric romances.35 Most women in the romances are incidental to the plot, whether appearing only once or more frequently, for example, mothers, other older women and relatives, wives and fiancées of other knights, servants, and so forth. The most important woman, the hero's lady, is typically an inaccessible beauty from a higher position on the social scale than the hero, so that to win her represents upward mobility for him.36 Often she is, for example, the sole heiress to a kingdom, like the Queen of Bohemia in Floriseo, or to an empire like Constantinople or Niquea, as in Tirant, Esplandián, various of the Amadís series, and many others. As important as the idea of this lady is to the hero, she intervenes little in the action. Her main functions, other than to provide inspiration for the hero, is to remain aloof during most of the narration before finally accepting his proposals,
32 Good
places to start for commentaries on Dulcinea are Edwin Williamson, 128-31,
171-5, and Arthur Efron.
33 Important
recent studies on the problem of women and Don Quijote (and Cervantes) are
those of Combet, Johnson, Rossi, and El Saffar (1989 and 1984). Also consult
Efron, especially Ch. 2.
34 Much could
be said about the role of women in Beatriz Bernal's Cristalián
de España (1545). See Sidney Park's introduction.
35 Several chivalric
romances feature Amazon or woman warrior types who despite their
physical strength and military prowess are rarely important in more than
one or two episodes in the plot. An exception would be the Minerva character
in Cristalián, about which see Sidney Park's introduction to
his edition.
36 Ruth El Saffar
(1989) sees this pattern (in which the male aspirant is given power
through the woman) in several chivalric episodes recounted in the
Quijote but does not mention the connection with the chivalric
romances.
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to drive him crazy with irrational jealousy at least once, and possibly to
be rescued by him from capture or enchantments.
Because the lady often maintains her inaccessible
stance until almost the end of the narration, and because the hero spends
much his time away from her, he is subject to the temptations represented
by what we would now call groupies the many women who fall
in love with him and seek him out.37 One
might have fallen in love with him de oídas,'' as in the case
of a queen of some distant (often pagan) land. She might be the daughter
of the highest authority of wherever he spends the night ranging from
the modest castle of an ordinary knight to the palace of a king or emperor
or she might be the proverbial damsel in distress whom he has rescued or
to whom he has restored a usurped kingdom. Frequently such a lady most
often still a virgin (doncella) comes to the hero's bed, often
when the knight is resting in a castle, recovering from battle wounds
wounds which have often been tended recently by the very same
lady.38 In some romances one has the impression
that every unattached young woman is potentially ready to offer herself to
the knight, and many, like Amadís's brother Galaor or Amadís
de Grecia, cheerfully indulge in one or more sexual indiscretions with these
available ladies.39 However, there are also
various models of knightly fidelity like Amadís, Esplandián,
Arderique, or Lepolemo, and others who use their fidelity as a metaphorical
shield to protect them. Some of the extremes to which a faithful knight will
go in order to avoid any contact with another woman are almost comical: consider
the prolonged agonies of guilt suffered by Clarián de Landanís
(I, 1) simply because he once allowed
37 Less
typical are several heroes, notably Belianís, who spend a large part
of the narration trying to decide between two ladies. Even rarer is a type
like Florindo, a confirmed woman-hater who rejects all idea of love and marriage
until the end, when he is virtually forced to choose a bride for dynastic
reasons. See Río Nogueras on Florindo.
38 Let us recall,
for instance, Queen Briolanja in Amadís, who in the lost medieval
version might have succeeded in persuading Amadís to sleep with her
an incident quite unlike Montalvo's more reserved fifteenth-century
version. Other examples are the Amazon queen Calafia in the Sergas de
Esplandián and several women in Lepolemo, Floriseo, Felixmarte,
Tirant, the Clarián series, and many others.
39 We will remember
one of the barber's arguments for Galaor over Amadís: tenía
muy acomodada condición para todo; que no era caballero melindroso
(I, 1, 73); also that the comic epitafio suggests that Don Quijote
did not admire Amadís's brother: el que . . . en muy
poquito a Galaores tuvo (I, 52, 605).
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a lady to kiss him briefly. When one of these ladies is rejected, she is
left with few options: she can kill herself, she can waste away from sorrow
(as Altisidora pretends to do in II, 70), she can give up and marry someone
else (rare), or she can resort to
magic.40 For example, in Palmerín
de Olivia and in Clarián I, 1 we find rejected women who
commit suicide, and one who even leaves orders that after her death, her
eyes and heart are to be cut out and sent to Clarián in a box a
rather dreadful chivalric motif echoed in the Cave of Montesinos
episode.41
Among the various rejected ladies in each
libro de caballerías there is often a maga who, determined
to have the hero, casts an erotic enchantment over him, i.e.,
philocaptio.42 This maga is
almost invariably a non-Christian: often a mora or turca, or
a generic pagana, like the Queen of India in Floriseo. Not
only erotic enchantments but all kinds of magic spells are built-in hazards
of the knight's life, as seen by the way so many knights arm themselves with
a magical object or charm, often a small piece of jewelry (for example, a
ring in Cristalián, a bracelet in Lepolemo), or a magic
sword or shield, which must be removed if the enchantment is to work. No
metaphorical shield of fidelity is sufficient against the enchantments in
the Spanish romances, but often the maga cannot enchant the knight
because she is unable to divest the knight of his protection. We will remember
that after Don Quixote claims that enchantment has prevented his rescuing
Sancho from his blanketing at the inn, he proclaims his
40 For
examples of dying for love, see Platir, Clarián, I,
1; Polismán; and Amadís VII, among many others.
Needless to say, those who do commit suicide are almost invariably
non-Christians.
41 If the hero
rejects the lady, he might try to marry her off to another knight, but if
he has accepted her attentions for a night or two and perhaps engendered
a child with her, he typically either endows her with a castle or other property
or simply abandons her. If no child is involved, she might, again, waste
away from sorrow, commit suicide, or devote her life to good works, but she
rarely marries anyone else. Once the lady has borne the hero's child, she
behaves almost like an eternally bereaved widow devoted solely to raising
her child. Worthy of future examination is this apparent authorial reluctance
to have any of the hero's ex-mistresses become involved with other knights.
For the Oliva vs. Olivia problem, see Eisenberg,
Bibliography.
42 On
philocaptio, consult P. E. Russell's classic Celestina article
(1978) and M. E. Perry. Some of the best on magic and enchantment: Caro Baroja,
Garrosa Resina, Maravall, Pavia, Thorndike, and Winkler. A few examples of
enchantment episodes: Arderique; Clarián I, 2; II; III;
Polismán; Belianís; Floriseo;
Polindo; and Florambel.
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determination to carry in the future a sword which will protect him against
enchantments: que al que la trujere consigo no le puedan hacer ningún
género de encantamentos (I, 18,
217).43
The magas use various devices to enchant
the hero: often the same kind of item which protects against enchantments,
or sometimes a love potion, a candle, music, a magic cloud, or a trick of
disguise or metamorphosis, usually to make the knight think that the
maga is his lady love.44 Like Calypso
in Homer's Odyssey, with whom Odysseus spent eight years, or Circe,
with whom he spent one year, a maga might keep the hero enchanted
for a long time although sometimes only the nine months required
43 Other
such objects include the magic swords of Amadís, Reymundo de Grecia,
Primaleón, and many others; Lisuarte's scabbard in Amadís
VIII; and Platir's shield. In Clarián I, 1 the knight has a
magic ring which cures all wounds as well as keeping him from enchantments,
and it is not until Clarián III (by a different author) that
Daborea succeeds in removing it. Lepolemo has a magic brazalete which
protects him from all of the ladies in love with him, and no one ever succeeds
in removing it. A maga might also use a similar object to keep him
enchanted, in which case the hero's rescuers must remove it to disenchant
him. See Giamatti for an analysis of the role of the enchantress in the Italian
and English verse epics of the time. We will also remember that in Alcina's
enchantment of Ruggiero in Ariosto's Orlando furioso (Canto VI), the
knight foolishly does not use his magic shield to protect himself (also,
a magic ring is required for his disenchantment).
44 In
Arderique, for example, Blancheflor keeps him in thrall with a ring
on each of his little fingers and a stone on a silken cord around his neck.
It might be music (Floriseo), or a love potion
(Polismán), or another liquid, like the agua de
desacuerdo in Florambel de Lucea or the sleeping draught
(Palmerín), a magic mirror (Polindo), a ring
(Florindo), a book (Félix Magno), a magic cloud or fog
(also Polismán). Sometimes it is simply generic artes
mágicas (Beliflor in Clarián IV), while sometimes
these artes are used to deceive the knight, most often to make him
think (as in Lancelot-Elaine episodes), that the maga is his lady
(Belianís IV) or that he is only dreaming of the encounter.
Interestingly enough, although magas and magos (and often their
books) are sometimes burned for heresy in the romances (Floriseo,
Clarián II and III, and Amadís VIII, for example),
the magas who succeed in enchanting the hero (and therefore having
sexual relations with him) are rarely punished Arderique is
a major exception. Rather, their fate often resembles that of the rejected
ladies already discussed: suicide, wasting away from sorrow, etc. If they
bear the hero's son, they are treated especially well, the most exaggerated
example being in Floriseo, where Queen Lacivia (!) of In dia bears
Floriseo a son and later becomes a great friend to him and his wife, the
Queen of Bohemia. See Nunemaker (55) on Alfonso el Sabio's Lapidario
for descriptions of the magical properties (erotic and otherwise) of various
objects.
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for her to conceive and give birth to his
child.45 And of course the knights enchanted
by magas are typically the most faithful ones, who usually are wracked
with guilt afterward until invariably, either their own rationalizations
or their lady's express forgiveness releases them from guilt. It is important
to observe that in the Spanish romances, enchantment by a maga is
viewed as an unassailable excuse for infidelity, because the unprotected
knight cannot resist the magic spell, however strong his desire to remain
faithful. As perhaps an indication of the medieval character of the Spanish
romances, we should note the contrast with contemporaneous Italian and English
verse epics, which condemn those who allow themselves to be taken
in by erotic enchantments.46
The maga initially would seem to be
the most powerful figure in the love triangle she forms with the knight and
his lady, because she can have any man she wants. However, she is the ultimate
loser, first because of the obvious emotional limitations of love induced
by magic,47 and second, because sooner or
later the spell is broken and the knight returns to his heroic career and
to
45 The
chivalric author's apparent attitude toward the enamoured enchantress varies
considerably. Some are painted as quite sympathetic figures, like Homer's
Calypso or some of the non-enchantresses who also fall in love with the hero,
like Esplandián's eternal handmaiden Carmela, or the most famous
other woman, Scott's unfortunate Rebecca the dark
lady who loves the hero and cannot have him. Various magas,
described as being motivated solely by lust, are condemned by the author,
particularly if they are older women in youthful disguise. This litter type
resembles the maga Cenotia in Persiles (II, 9).
46 See Giamatti
on the moral implications of erotic enchantment in the works of Ariosto,
Tasso, Spencer, and others. We should also note that while in the pseudo-medieval
Spanish romances of the sixteenth century, the Christian conversions are
distinctly different from their medieval predecessors, the enchantments retain
their medieval quality. Notable as well is the reversal of the conventional
enchantment in Zayas's La inocencia castigada, where the authorities
absolve Inés, but her husband does not.
47 Johann Weyer,
in his 1583 De praestigiis daemonum, quotes Plutarch on this subject:
Those who seek sexual pleasures from their spouses by means of amatory
arts and love charms, spend their lives in company with persons who are
stupefied, demented, and totally ruined (278). Although Weyer is quoting
Plutarch in the context of denying (with multiple classical references) the
efficacy of occult amatory arts, the Plutarch passage is ambiguous: does
it prove that these arts and charms are ineffective, or that they induce
stupor?
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his true love, leaving the maga alone, often to raise his child.48 In these male-authored texts, the ubiquitous presence of so many beautiful and willing women could well represent some form of masculine wish fulfillment, particularly the fantasy of irresistibility to the opposite sex. However, although the enchantment episodes would seem to offer illicit sexual interludes with no blame attached, they also have nightmarish aspects for the male, not the least of which is that he is captured, imprisoned, dominated, and kept away from his heroic mission by a woman. The fear of women's powers, particularly insofar as they might neutralize the hero's effectiveness, seems to be universal in heroic literature going back to Homer.49 Mihoko Suzuki goes so far as to say that all of the female characters in heroic literature exemplify the personal impulse that opposes public imperatives (144). In this sense erotic enchantment may also be seen as a metaphor for overwhelming and much-feared feminine seductive powers. Richard Predmore actually makes the logical connection between literary enchantment and real world romantic love, but without mentioning the chivalric magas (45-46). Odysseus's dalliance with Calypso, that of Aeneas with Dido, or even the Joie de la Court episode in Chrétien de Troyes' Erec et Enide are fine examples of the male perception of the dangers of ceding to a woman's love, with or without magic spells. For example, even if the knight had intended to be faithful to his lady, he can be made to betray her simply by the casting of a magic spell. Classical heroes like Odysseus were little concerned with sexual fidelity to one woman and simply viewed women as part of the spoils of war, but by the Christian Middle Ages, to force a knight to be unfaithful is significant, as we have already indicated. We will remember, for example, Lancelot's absolute fidelity to Guinevere and his despair at the enchantment which causes him to betray her and spend the night with Elaine, the future mother of Galahad.50 Especially horrifying for many
48 Pierre
Ullman has reminded me that a maga might well wish to bear the hero's
child as an end in itself something that will be well worth investigating
in the course of further research book on magas.
49 See Lederer,
for example.
50 Malory's
might be the most famous rendering of this version of the tale. El Saffar
(1989) also finds significance in Don Quijote's use of Lancelot as a model,
but more in the context of his being a knight more faithful to his lady than
to his lord.
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Christian heroes is the idea of sex with a non-Christian, so that some rejections
of enamoured ladies (magas and others) have dimensions beyond the
wish to remain loyal to one lady. This kind of horror finds a famous echo
in the dismay of Sir Walter Scott's Ivanhoe when he learns that the beautiful
Rebecca is Jewish.51 Also in Cervantes's
early play El trato de Argel, Aurelio cites Christian doctrine while
repelling the sexual advances of the Moor Zahara: En mi ley no se recibe
/ hacer yo lo que me ordenas; / antes con muy graves penas / y amenazas se
prohíbe (I, 12).
Returning to the absence of magas from
Don Quijote, let us first consider the peculiarities of Don Quixote's
reactions to the women he meets in the course of his travels. If we consider
the expectations he derives from his romances of chivalry, we can see that
as a knight without any special magical protection he will be subject continually
to enchantments of all kinds. And as any reader of the novel knows, Don Quixote
uses enchantment as an excuse for almost everything inexplicable or unacceptable,
especially personal failures.52 He can also
expect to be assailed at every turn by erotic temptations which he must overcome
if he is to remain faithful to Dulcinea. And among knights he is, as he says,
of the faithful variety: no soy de los enamorados viciosos, sino de
los platónicos continentes (II, 32, 283). As James Parr has
said (1988) about Don Quixote's attitude toward women, they are a
combination of Eve and Pandora, not to be trusted, intent on seducing him
(163).53 Within the context of chivalric
51 It
is worth recalling that Rebecca's considerable medical skills were regarded
as sorcery. Ackerlind is also instructive (14-32) on the connections between
women's healing skills and sorcery or magic. On sex with an infidel, there
were also chivalric heroes like Palmerín, who had few scruples about
making love to various ladies but was nonetheless horrified at the thought
of sexual contact with a mora. On the other hand, these dark ladies
with obvious sexual desires not only fulfill male various fantasies, but
they provide a contrast to the pure future wife of the hero, who rarely admits
to sexual feelings and indeed, often is described as having been overcome
by him against her will.
52 Richard Predmore
remains possibly the best place to start on Don Quijote and enchantment (36-52).
Also see n. 41, above.
53 To present
even a small selection of critical observations on Don Quijote's
wariness/reticence in the presence of women would require many pages. Weiger
comments extensively on his sexual timidity (34-40), while Efron
devotes most of a chapter to it (22-64). The theories of Carroll Johnson
regarding the importance of Don Quijote's teenaged niece, and the homosexual
interpretations of Combet and Rossi are well-known. For an
[p. 79] excellent summary, see Ruth El Saffar
(1979). Also see Frye on chastity and magic in the romances
(153).
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expectations, for example, the presence of the two prostitutes at the first
castle/inn almost certainly suggests to him an erotic opportunity like those
in the romances. That this chivalric scenario might have been on his mind
is also suggested by the lines he quotes from the romance (ballad)
of Lancelot a knight renowned for his fidelity to Guinevere, but also,
in many versions of the tale, for having conceived Galahad while under an
erotic enchantment. Moreover, as many have noted, in the line immediately
following the ones partially quoted in Don Quijote (donzellas
curaban dél / princesas del su rocino), Guinevere takes him
to bed with her: la linda reina Ginebra / se lo acostaba consigo
(Romancero General, I, 198). Don Quixote's prediction of a future
time when he will come to the rescue of these doncellas also
has erotic undertones because of the kind of gratitude so often shown by
rescued damsels: tiempo vendrá en que las vuestras
señorías me manden y yo obedezca, y el valor de mi brazo descubra
el deseo que tengo de serviros (I, 2, 86). We should also note the
word curar, which with its dual meaning of caring for and curing appears
frequently in these chivalric scenes of arrival at a castle.
It is at the second castle/inn where his erotic
fantasies become even more obvious. When the innkeeper's wife and pretty
daughter, aided by the grotesque Maritornes, are the ones who attend to
(curar) his injuries, Don Quixote's immediate response, with the
appropriate rhetoric of regret at a previous romantic attachment, sounds
almost as if the daughter had already offered herself to him, as in his books:
pluguiera a los altos cielos que el amor no me tuviera tan rendido
y tan sujeto a sus leyes (I, 16, 200). When later that night he is
lying awake, he makes the not illogical assumption that the pretty lady who
had helped to cure him would soon arrive at his bed. And it is with the greatest
enthusiasm that he seizes the incomparable fermosura (Maritornes),
in no hurry to release her from his arms until he has explained at length
his loyalty to Dulcinea.54 Of course part
of the humor of the scene derives from the contrast between Don Quixote's
self-designation as one of the faithful knights and his evident enjoyment
of the rejection scene. Although Don Quixote does not refer here to magic
spells the spurned lady might
54 See
Efron on this and other scenes of Don Quijote's rejection of various ladies
(52-4).
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later cast upon him, he clearly connects magic with erotic rejection in the
other Maritornes episode, where, left hanging by one hand (the only part
of his body he would allow the eager damsel), he wishes for Amadís's
magic sword, contra quien no tenía fuerza de encantamento
alguno (I, 43, 529).
When he later rejects Altisidora, he clearly
associates both episodes with the magas of chivalric romance:
Mirad, caterva enamorada, que para sola Dulcinea soy de masa y de alfeñique, y para todas las demás soy de pedernal; para ella soy miel, y para vosotras acíbar . . . para ser yo suyo, y no de otra alguna, me arrojó la naturaleza al mundo. Llore, o cante, Altisidora; desespérese Madama por quien me aporrearon en el castillo del moro encantado, que yo tengo de ser de Dulcinea, cocido o asado, limpio, bien criado, y honesto, a pesar de todas las potestades hechiceras de la tierra (II, 44, 374).
He mentions specifically both her imagined despair at his rejection
(desespérese Madama) and the palace of the encantado
moro where it all took place. And even more significantly, his final
statement proclaims his defiance of the powers of enchantment: a pesar
de todas las potestades hechiceras de la tierra, which further suggests
that he had the chivalric maga episodes in mind. Don Quixote's assertion
of moral strength is not simply directed against the caterva
of lascivious ladies, for whom he is pedernal, but also against
magic spells. That Altisidora also connects magic with rejected ladies is
demonstrated when at the end of his disastrous encounter with the maddened
cat (which Don Quixote sees as an evil spirit) she proclaims that all of
the magical harm that has come to him is because of his dureza y
pertinacia as an empedernido caballero (II, 46, 386). We
might also just note the resemblance of empedernido to the earlier
pedernal.
The most specific connection between lovelorn
damsels and magas occurs shortly afterward, when Don Quixote is surprised
by Doña Rodríguez's late-night appearance in his bedroom, and
we see once again where his mind inclines. He imagines that Altisidora, ignoring
his previous rejection of her, is about to make another assault on his
honestidad: sintió que con una llave abrían la
puerta de su aposento, y luego imaginó que la enamorada doncella
venía para sobresaltar su honestidad y ponerle en condición
de faltar a la fee que guardar debía a su señora Dulcinea del
Toboso (II, 48, 395-96). Then, when he sees the
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mysterious form of Doña Rodríguez, swathed in white from head
to toe, his immediate reaction relates to magic spells and magas:
Miróla Don Quixote desde su atalaya, y cuando vio su adeliño
y notó su silencio, pensó que alguna bruja o maga
venía en aquel traje a hacer en él alguna mala fechuría,
y comenzó a santiguarse con mucha priesa (II, 48, 396).
Why, with all of the other kinds of enchantment
in Don Quijote, does the knight never speak of being enchanted by
an enamoured maga? As we can see by the events just discussed, as
well as the presence of all those magas in the romances of chivalry,
it is not because the author is unaware of magas. On the contrary,
the world of magic and enchantment, as Américo Castro observed long
ago, seems to have fascinated Cervantes, which might partially explain his
attraction to the libros de
caballerías.55 Several of his
other works also contain various references to magic and the
supernatural.56 Naturally in those days of
Tridentine strictures on imaginative literature and the dangers of Inquisitional
investigation to suspected practitioners of magic, an author could hardly
allow the presence of efficacious magic in his works, and Cervantes therefore
always weakens or questions its effects within his plots. The best example
is Don Quijote itself, where ubiquitous invisible enchanters are safely
located in the mind of a deranged knight. But also, after Berganza's lengthy
description of the powers of the witch Camacha in Coloquio de los
perros, Cipión immediately calls the account a
grandísimo disparate (309). It is also very interesting
in this context what James Parr (1988) says about Don Quixote's lifelong
chastity and his determination to remain faithful: the author never
puts him to any real test (86). Or, in the context of this discussion,
no maga casts an irresistible spell on him. In person he has only
to resist Maritornes (confused in his mind with the innkeeper's daughter).
In the middle of the first and most erotically dangerous scene she is rescued
by the encantado moro and in the second, he completes the rejection
and suffers enchantment, which although not erotic, certainly immobilizes
him). Although he must reject both marriage to the Princess Micomicoma and
the advances of Altisidora, in neither case is he in as close physical proximity
to the lady as he is to Maritornes. With Doña Rodríguez,
55 See
Castro, El pensamiento de Cervantes, 94-104.
56 For further
discussion of enchantment in Cervantes, see Avalle-Arce (1974), Castro (1925),
Garrote Pérez, Harrison, Maravall, Predmore, and Stackhouse, for
instance.
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he evidently observes after the initial based upon the resemblance
between the nighttime visit and countless similar chivalric episodes
he evidently recognizes that she represents no erotic threat.
Moreover, when it comes to Don Quixote's own
possible enchantment by a lascivious maga, it almost seems that the
knight was aware of a theological conflict. Catholic doctrine defended the
preeminence of Christian faith over diabolical (black) magic
and of free will over enchantment, and this was echoed in seventeenth-century
literature. For instance, we will recall that the devil in Calderón's
El mágico prodigioso cannot deliver Justina to Cipriano as
he had promised, because she is a Christian endowed with free will. Similarly,
in María de Zayas's miracle tale, La perseguida triunfante,
the magician's powers over Beatriz are limited because she is under the Virgin's
special protection, like a character in a Marian miracle tale from the Middle
Ages. Evidence from emblem collections as well as poetry from the period
also consistently defends free will over the powers of erotic magic, and
we see the same in several of Cervantes's works. In Persiles, for
example, it is because of the free will of Periandro/Persiles that Hipólita
cannot attract him through magic spells and must content herself with employing
an hechicera to make Auristela/Segismunda deathly ill: no que
mudase la voluntad de Periandro, pues ya sabía que era imposible
(450).57 Even the maga Cenotia (in
the same work) defends the preeminence of the will over magic: Puesto
que en mudar las voluntades, sacarlas de su quicio, como esto es ir contra
el libre albedrío, no hay ciencia que lo pueda, ni virtud de yerbas
que lo alcancen (202).
Similarly in El trato de Argel, when
the Moorish slave Fátima tries on behalf of her mistress Zahara to
cast an erotic enchantment on Aurelio, a devil actually arrives from hell
to tell her that she is wasting her time because Aurelio is a Christian and
not subject to these kinds of spells (II, 40). And in El licenciado
Vidriera there is a moment which resembles all of those chivalric rejection
scenes: a woman spurned by Tomás takes the advice of a morisca
and gives him a Toledan quince with a magic potion in it, which only serves
to make him ill for six months and then to derange him but not to attract
his love. The narrator, commenting on such hechizos, makes fun of
the idea that they could be effective against free will: como si hubiese
en el mundo yerbas,
57 All
Persiles citations come from the Avalle-Arce edition.
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| 13.2 (1993) | Don Quixote and the Romances of Chivalry | 83 |
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encantos ni palabras suficientes a forzar el libre albedrío
(33-34). And importantly, within Don Quijote itself the knight repeats
the same idea quite plainly to the old alcahuete in the
galeotes episode: Aunque bien sé que no hay hechizos
en el mundo que puedan mover y forzar la voluntad, como algunos simples piensan;
que es libre nuestro albedrío, y no hay yerba ni encanto que le
fuerce (I, 22, 269). He also defends free will in the Golden Age speech,
when referring to young ladies whose perdición nacía
de su gusto y propria voluntad (I, 11, 157). The underlying implication
of these assertions is that someone who is enchanted is in some way susceptible,
consciously or not, and is therefore morally responsible, as is the moral
stance in the earlier English and Italian verse epics, as mentioned above.
A Roman Inquisitional manual of the time states that the Devil cannot coerce
the will, although he can stir human fantasy, either by way of charms,
or by inflaming the blood and the humours
. . . .58
The idea that an erotic enchantment cannot
work without human weakness or complicity, as we see in the Italian and English
verse epics of the sixteenth century, is far from new. When Santa Teresa
recounts in her Vida (Ch. 5) the tale of a priest enchanted by his
mistress, she considers him deluded but also morally responsible. However,
in the creative literature of the Middle Ages, reflected in the later,
pseudo-medieval Spanish romances of chivalry, the prevailing convention is
that knights are powerless against erotic enchantments, unless protected
by their own magic. We should also note, however, that in the sixteenth and
seventeenth centuries, the victims of other, non-erotic magic spells and
enchantments (curses on their crops or livestock, casting of the evil
eye, etc.), might be considered deluded, but hardly deficient in will
power. In most seventeenth-century literature the cases of magic and enchantment
so much to the taste of both author and public are tempered in
some way. In Zayas's La inocencia castigada, for example, there
is the strong suggestion that Inés despite the title was
susceptible to erotic enchantment because of her husband's neglect of her
sexual needs, and in El desengaño amando the supposed
victim of enchantment is shown to be a money-hungry philanderer whom the
maga might have attracted easily enough without resorting
58 Desiderio
Scaglia (d. 1639), Prattica per procedere nelle cause del Sant' Officio.
Quoted in Tedeschi, 233.
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| 84 | JUDITH A. WHITENACK | Cervantes |
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to magic.59 So also with Castillo
Solórzano's La fantasma de Valencia, which plays upon
the rage for ghost stories but avoids any possible accusations of giving
credence to magic by revealing that the fantasma is only an ordinary
human being in disguise. It is also worth recalling in the
Escrutinio chapter of Don Quijote the priest's much-cited
condemnation of Montemayor's magical solution to problems of love in La
Diana: soy de parecer que no se queme, sino que se le quite todo
aquello que trata de la sabia Felicia y de la agua encantada (I, 6,
118). Avalle-Arce has noted (1974) that Cervantes's rejection of supernatural
solutions is also implicit in the episodes of Juan Palomeque's inn in Part
I, a place where as in Felicia's palace, many problems of love are resolved,
but without resorting to the
supernatural.60 And with regard to the authorial
distance maintained from the magic elements in Persiles, Stephen Harrison
has recently suggested that Cervantes went back and added rationalizations
to all of the magical elements after completing the novel. Once again, when
magic is discounted, erotic enchantment may be seen as a metaphor for seductive
power, in which the complicity of the victim is more likely.
To return to Don Quixote's case, then, for
him to assert the presence of evil and envious enchanters represents no
theological or moral problem within his chivalric fantasy world. On the other
hand, Inquisitional censors were alert to possible heresies in Don
Quijote as well as in other works, as we see in the censors' well-known
demand that Cervantes modify the Duchess's remark to Sancho on faith versus
good works in II, 36.61 Then again, it is
possible that both Don Quixote's remarks to the alcahuete and his
pattern of behavior with what he perceives as predatory women mean that the
omission of an enchantment by a
59 Kenneth
Stackhouse talks about the attenuation of magic in several of
Zayas's tales but curiously does not mention the erotic enchantment that
is most intricate and difficult, the one found in La inocencia
castigada. Cf. Whitenack's Zayas article, forthcoming in the Williamsen
and Whitenack volume.
60 As Avalle-Arce
remarks in this context, Se hace obvio que la solución ofrecida
por Montemayor no es tal en opinión de Cervantes (89). Avalle-Arce
also refers to what Américo Castro said on this subject in El
pensamiento de Cervantes: Como explicó hace años
Américo Castro, el amor, fuerza vital, no puede ser desviado por medios
sobrenaturales (89-90). I am indebted to Michael McGaha for reminding
me of Avalle-Arce's remarks.
61 On this point
see Américo Castro, Hacia Cervantes.
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| 13.2 (1993) | Don Quixote and the Romances of Chivalry | 85 |
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lascivious maga has less to do with authorial concerns with Inquisitional
censors than with consistency in Don Quixote's own moral code. Despite the
many irresistible enchantments of faithful lovers depicted in the romances
of chivalry, Don Quixote surely knows, even when mad, that he cannot be thus
enchanted because he cannot be susceptible, or else his whole self-created
identity as a faithful lover is destroyed. Given the prevailing view on erotic
enchantment, to allow himself to be enchanted by a lecherous lady would reflect
upon his virtue by implying that he is not truly committed to sexual fidelity.
Of course his resistance actually makes him superior to all of his model
knights, since almost none of them could resist enchantment without magical
help. Hence the significance of his defiance of spells in the Altisidora
episode: he is usually only too willing to cede all power to enchanters and
enchantments (particularly when it is to his advantage to do so), but he
cannot damage his identity as the faithful lover without also damaging the
essence of what makes him Don Quixote.
In conclusion, as we look at two episodes not
parodied by Cervantes the knight's conversion of paganos and
his enchantment by magas we can conclude that there is nevertheless
some trace of them in the novel. Don Quixote (and thereby Cervantes) is
demonstrably aware of both types of episode. The questions raised by the
transformation of major episodes into shadowy references are in themselves
a justification for reading the romances with care. Christian conversion
and the purity of blood issues were so explosive at the time
that having the mad knight try to convert someone to Christianity might have
been seen as denigrating the Christian obligation to spread the faith and
convert all unbelievers (even if one doubted their sincerity later). Even
Avellaneda, we will recall, makes his conversion or death scene
into a burlesque just one more trick on his doltish Sancho, and while
his erratic Don Quixote creates a pagan knight out of a Castilian nobleman,
he never mentions converting him.62 Perhaps
the most attractive thought is that Cervantes himself rejected enforced
conversion as a modus operandi, but as a reasonable, humane man, rather
than as one of converso
62 Of
course in El retablo de las maravillas Cervantes parodies people's
concerns about their ancestry, but in the spirit of farce. He stops far short
of criticizing current Purity of Blood laws, although we might wish that
we could find evidence of such criticism.
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| 86 | JUDITH A. WHITENACK | Cervantes |
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heritage.63 Certainly there is no evidence that he approved of conversions for convenience, and at the very least, it seems as if he did not wish to have his knight responsible for trying to turn a moro into a morisco, with the attendant complications.64 Cervantes may well be offering a vision of the moriscos which, however unsatisfactory to modern tastes, was quite open-minded for his time. As Márquez Villanueva notes, just the presence of one sympathetic morisco is in itself original in the period.65 In the case of the enamoured maga, as we have said, one should first recall current beliefs on erotic enchantments, since Don Quixote tends not to go explicitly against any Catholic doctrines, no matter what his state of mind. Even more significant is the question of the ethical consistency of Don Quixote as a character. One of the most disturbing aspects of Avellaneda's protagonist is his renunciation of Dulcinea: it is hard to imagine Cervantes's Don Quixote doing the same the only possible interpretation of his falling victim to an erotic enchantment. As in the case of his attitude toward moriscos, Cervantes appears here to be approaching a modern idea: enchantment as a metaphor for seduction. And finally, this kind of study raises possibilities of alternative readings possibilities which cannot be made certainties but still remain intriguing. If nothing else, a glimpse into the mind and creative methods of the all but inaccessible Cervantes would seem to be sufficient reward for reading all of those chivalric romances.
| UNIVERSITY OF NEVADA, RENO |
63 On
this point see Allen, II, 102-3.
64 Márquez
Villanueva comments that neither Zoraida nor Ana Félix is shown living
happily ever after with her Christian husband. Does this represent Cervantes'
doubt on the sincerity of moriscos, or is it simply realism, in terms
of possible happiness for such couples, or does it reflect his decreasing
fondness for happy endings?
65 See
Personajes, 229-335, on the Ricote episode and the morisco
problem and Ackerlind (33-56) on the moriscos and other marginal social
groups in the period. We might also recall Cervantes's apparent parody (following
I, 52) of the libros plúmbeos hoax perpetuated by Granada
moriscos in the late sixteenth century. See Eisenberg (1987), 72,
n. 80, for information and references. Also see Castro (1964), 22ff.
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